Building Resilience: Expanding the Concept of Sustainability

Can traditional and new wood building systems meet evolving design objectives?
 
Sponsored by Think Wood
1 AIA LU/HSW; 1 GBCI CE Hour; 0.1 IACET CEU*; 1 PDH*

Learning Objectives:

  1. Discuss why the concept of resilience can be viewed as another step in the evolution of sustainable building design.
  2. Identify the strengths of traditional wood framing and mass timber systems in the context of building resilience, including performance during and after earthquakes, hurricanes, and other disasters, as well as the relevance of carbon footprint and embodied energy.
  3. Explain how the International Building Code (IBC) and referenced standards such as the National Design Specification® (NDS®) for Wood Construction support building resilience.
  4. Describe examples of research related to the development of new building materials and systems that could help communities meet more stringent resilience criteria.

This course is part of the Wood Structures Academy

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Defining Resilience

In 2014, the National Institute of Building Sciences (NIBS), AIA, ASHRAE, American Society of Civil Engineers (ASCE), and other organizations representing some 750,000 professionals issued a joint statement on resilience with a definition drawing from the National Academies.2 Describing resilience as “the ability to prepare and plan for, absorb, recover from, and more successfully adapt to adverse events,” the statement read:

“The promotion of resilience will improve the economic competitiveness of the United States. Disasters are expensive to respond to, but much of the destruction can be prevented with cost-effective mitigation features and advanced planning. Our practices must continue to change, and we commit ourselves to the creation of new practices to break the cycle of destruction and rebuilding. Together, our organizations are committed to build a more resilient future.”

Recognizing the importance of “contemporary planning, building materials, and design, construction, and operational techniques,” the group outlined its commitment through steps that include:

  • Research related to materials, design techniques, construction procedures, and other methods to improve the standard of practice
  • Education through continuous learning
  • Advocating for effective land use policies, modern building codes, and smarter investment in the construction and maintenance of buildings and infrastructure
  • Response, alongside professional emergency managers, when disasters do occur
  • Planning for the future, proactively envisioning and pursuing a more sustainable built environment

Within this context of improvement, it is useful to consider how current design practices align with resilience objectives.

Building Codes and Standards: A Base Level for Resilience

The International Building Code (IBC) includes countless provisions and guidelines for designing structures to better withstand disasters. It is updated on a three-year cycle and, throughout its history, has continued to evolve to improve building performance. Although building codes accept that some non-structural and structural damage will occur in a major event, they seek to preserve life safety, prevent structural collapse, and ensure the superior performance of critical and essential facilities, such as hospitals and fire stations, relative to other structures.

For wood building design, the code is supported by referenced standards such as the National Design Specification (NDS) for Wood Construction, Special Design Provisions for Wind and Seismic (SDPWS), and Wood Frame Construction Manual (WFCM). These standards provide tools for the design of wood buildings to meet structural loadings associated with naturally occurring threats, such as wind and seismic events.

Earthquakes

Seismic design forces are specified in the IBC to allow for proportioning of strength and stiffness of the seismic force-resisting system. Structures with ductile detailing and redundancy, and without structural irregularities, are favored for seismic force resistance. These beneficial characteristics are specifically recognized in seismic design requirements. The IBC establishes the minimum lateral seismic design forces for which buildings must be designed primarily by reference to ASCE 7-10: Minimum Design Loads for Buildings and Other Structures.3 For wood buildings, design guidance is provided in the NDS, SDPWS, and WFCM.

Traditional wood-frame buildings that are properly designed and constructed to comply with code requirements have been shown to perform well during seismic events. This is often attributed to the following characteristics:

  • Light weight. Wood-frame buildings tend to be lightweight, reducing seismic forces, which are proportional to weight.
  • Ductile connections. Multiple nailed connections in framing members, used in shear walls and diaphragms of wood-frame construction, exhibit ductile behavior (the ability to yield and displace without sudden brittle failure).
  • Redundant load paths. Wood-frame buildings tend to be comprised of repetitive framing attached with numerous fasteners and connectors, which provide multiple and often redundant load paths for resistance to seismic forces. Further, when wood structural panels such as plywood or oriented strand board (OSB) are properly attached to wood floor, roof, and wall framing, they form diaphragms and shear walls that are exceptional at resisting these forces.
  • Compliance with applicable codes and standards. Codes and standards governing the design and construction of wood-frame buildings have evolved based on experience from prior earthquakes and related research. Codes also prescribe minimum fastening requirements for the interconnection of repetitive wood-framing members; this is unique to wood-frame construction and beneficial to a building’s seismic performance.

There are numerous examples of post-disaster reports—and city disaster plans—noting the ability of wood-frame buildings to perform well in earthquakes. In California, for example, where wood-frame schools are common, an assessment of the damage to school buildings in the 1994 Northridge earthquake was summarized as follows: “Considering the sheer number of schools affected by the earthquake, it is reasonable to conclude that, for the most part, these facilities do very well. Most of the very widespread damage that caused school closure was either non-structural, or structural but repairable and not life threatening. This type of good performance is generally expected because much of the school construction is of low-rise, wood-frame design, which is very resistant to damage regardless of the date of construction.”4

Advancement through Innovation: Seismic Design

As described under Defining Resilience, ongoing research is key to meeting evolving design objectives. This includes post-disaster investigations that lead to recommendations for improved construction techniques. It also includes the development of improved design procedures. In one study, for example, a full-scale wood-frame apartment building was subjected to a series of earthquakes on the world’s largest shake table in Miki, Japan.5 The test evaluated a performance-based seismic design procedure developed to gain a better understanding of how mid-rise wood-frame buildings respond to major earthquakes. The building was subjected to three earthquakes ranging in seismic intensities corresponding to a 72-year event through a 2,500-year event for Los Angeles, California. According to the report, it “performed excellently with little damage even during the 2,500-year earthquake.”

Subjected to three earthquakes on the world’s largest shake table in Miki, Japan, this full-scale wood-frame apartment building performed excellently with little damage.

Credit: John W. van de Lindt, Colorado State University

Subjected to three earthquakes on the world’s largest shake table in Miki, Japan, this full-scale wood-frame apartment building performed excellently with little damage.

Research is also key to the development of new building materials and systems that could help communities meet more stringent resilience criteria, such as the mass timber products being used in taller wood buildings.

The impetus for timber high-rises, which already exist in other countries, is largely based on wood’s renewability, low embodied energy, and lighter carbon footprint compared to other materials. The fact that wood buildings continue to store carbon while regenerating forests absorb and sequester more carbon is viewed by many as a compelling reason to expand the use of wood.

To determine the safety of taller wood buildings, a great deal of research has focused on seismic systems. For example, in a study using the same shake table in Japan, researchers tested a seven-story CLT building.6 After being subjected to 14 consecutive seismic events, the building suffered only isolated and minimal structural damage. The study is described in the U.S. CLT Handbook, which states, “There is a considerable advantage to having a building with the ability to quickly return to operation after a disaster and in the process minimizing the life-cycle impacts associated with its repair. Based on full-scale seismic testing, it appears that CLT structures may offer more disaster resilience than those built with other heavy construction materials.”

Another test evaluated “rocking” mass timber shear walls for use in high seismic regions.7 Seismic activity was simulated by cyclic loading that pushed and pulled the top of a 16-by-4-foot CLT panel with an embedded vertical pretensioned rod into a rocking motion. The wall was able to reach 18 inches of displacement while maintaining its ability to self-center back to a vertical position. The result: the series of tests demonstrated the ability of this innovative building system to resist earthquake forces.

In this rocking test of a CLT shear wall, the panel maintained its lateral load-bearing strength under cycling loading to simulate seismic conditions and returned to a vertical position at completion of the test.

Credit: ARUP

In this rocking test of a CLT shear wall, the panel maintained its lateral load-bearing strength under cycling loading to simulate seismic conditions and returned to a vertical position at completion of the test.

Hurricanes

Structural wind-loading requirements are specified in Chapter 16 of the IBC and obtained primarily through reference to ASCE 7-10. The minimum requirements are intended to ensure that every building and structure has sufficient strength to resist these loads without any of its structural elements being stressed beyond material strengths prescribed by the code. The code emphasizes that the loads prescribed in Chapter 16 are minimum loads and, in the vast majority of conditions, the use of these loads in the design process will result in a safe building. However, it also recognizes that a designer may, and sometimes must, use higher loads than those prescribed. The commentary to ASCE 7-10 outlines conditions that may result in higher loads.

One of wood’s characteristics is that it can carry substantially greater maximum loads for short durations than for longer periods of time, as is the case during high wind and seismic events.8 As with seismic performance, the fact that wood buildings often have repetitive framing attached with numerous fasteners and connectors also helps to resist forces associated with high winds, as do diaphragms and shear walls made from wood structural panels properly attached to wood wall and roof framing.

According to a report by the Federal Emergency Management Agency (FEMA) on building performance during the 2004 hurricane season, new wood-frame houses built in accordance with the 2001 Florida Building Code performed well structurally, including those located in areas that experienced winds of up to 150 miles per hour (3-second gust). For these buildings, load path was accounted for throughout the structure, including the connection of the roof deck to supporting trusses and rafters. Because of this, loss of roof decking on newer homes was rare.9

Tornadoes

Because of the low probability that a building will incur a direct hit from a tornado, the extreme winds of tornadoes are not included in building code requirements for the wind design of buildings other than tornado shelters. However, it is generally agreed that a building properly designed and constructed for higher wind speeds has a good chance of withstanding winds of weaker tornadoes. Statistically, weaker tornadoes—rated by the National Weather Service as between EF-O and EF-2 on the Fujita Tornado Damage Scale—comprise 95 percent of all tornadoes.

Stronger tornadoes (rated EF-3 to EF-5) require more rigorous design but are much less common. Designing for higher wind speeds can make a significant difference in terms of withstanding loads from even these tornadoes when the structure is located along the outer reaches of the area influenced by the vortex of such storms.

After a devastating tornado season that cost hundreds of lives and thousands of homes in 2011, the FEMA Mitigation Assessment Team investigation found that newer homes generally performed well under design-level wind loading, but a lack of above-code design left buildings vulnerable to damage.10 Appendix G of the report, which makes reference to the WFCM and includes similar approaches, lays out prescriptive techniques that can improve building performance during weaker tornadoes. It notes that “Strengthening buildings by maintaining load path continuity and reinforcing connections has proven successful for mitigating hurricane and wind damage, and provides a good model for mitigating tornado wind damage.” Techniques are also provided for developing a complete load path starting from an engineered design for wind resistance—i.e., sheathing to roof framing, roof framing to wall framing, and wall framing to foundation connections.

Highlighting wood’s recognized performance as a structural material, FEMA P-320: Taking Shelter from the Storm: Building a Safe Room for Your Home or Small Business, includes information and design drawings for building wood-frame safe rooms.

Advancement through Innovation: Wind Design

As with seismic performance, post-disaster investigations are essential to improving the performance of buildings during high-wind events, leading to recommendations from bodies such as FEMA and the improvement of building codes.

Testing of building materials, systems, and techniques is another key part of the equation. For example, the ‘Wall of Wind’ (WOW) at Florida International University is capable of simulating a Category 5 hurricane and has contributed greatly to the understanding of hurricane impacts and their mitigation. A collaboration with the International Hurricane Research Center, it is viewed by the insurance industry as revolutionary to wind engineering in the same way crash testing was to the automotive industry. Similarly, the Insurance Institute for Business & Home Safety research facility includes a wind tunnel able to test full-scale one- and two-story buildings under realistic disaster scenarios in a controlled, repeatable fashion.

Fire Protection and Life Safety

Building codes require all buildings to perform to the same level of safety, regardless of materials, and wood buildings can be designed to meet rigorous standards for performance in a fire situation.

Effective fire protection involves a combination of active and passive features. Active fire safety features include fire detection or suppression systems that provide occupant notification, alarm transmittance, and the ability to suppress fire growth (sprinklers) until the fire service arrives. In the context of resilience, where the focus is often fires that burn in the aftermath of an earthquake or other disaster, passive fire protection is especially important. Passive fire protection is what contains a fire in the area of origin or slows the spread of fire through the use of fire-resistant building elements, such as fire-resistant floors and walls, and open space.

In general, there are two passive measures that decrease a building’s fire hazard: isolating the building from other structures and constructing the building with fire-resistive materials. IBC Chapter 5 defines the allowable height and size of wood buildings based on the type of construction, occupancy, presence of a fire sprinkler system, degree of open perimeter, and resistance of the assemblies.

Advancement through Testing: Fire Safety

With growing interest in tall wood buildings, the fire performance of mass timber is often identified as a research need. However, a great deal of information is known. The structural fire resistance of mass timber elements has long been standardized in the NDS, which includes a char calculation procedure to provide calculated fire resistance. The NDS was also expanded in 2015 to address the design of CLT buildings for structural and fire performance. Similarly, the IBC was revised in 2015 to expand the use of CLT into the heavy timber construction classification (Type IV).

Changes to the IBC were based in part on a successful fire-resistance test on a load-bearing CLT wall. The test, conducted by AWC in accordance with ASTM E-119-11a: Standard Test Methods for Fire Tests of Building Construction and Materials, evaluated CLT’s fire-resistance properties. The five-ply CLT wall (approximately 678 inches thick) was covered on each side with a single layer of 58-inch Type X gypsum wallboard and then loaded to 87,000 pounds, the maximum load attainable by the testing service equipment. The 10-by-10-foot test specimen lasted 3 hours, 5 minutes, and 57 seconds (03:05:57)—well beyond the 2-hour goal.

Further study and full-scale tests continue to support expansion of mass timber’s applicability. Other areas of research include new assembly configurations, performance under nonstandard fires, and the development of prediction tools. For more information, the latest research can be found at www.ThinkWood.com/research.

Floods

Whatever the building material, there are two important aspects of flood-resistant design: elevating the building above the design flood elevation, and designing for the increased loads associated with a building that’s higher off the ground.

Reinforcing the performance of wood in appropriate applications, FEMA P-550: Recommended Residential Construction for Coastal Areas, includes a number of open foundation timber pile solutions for elevating structures to withstand floods. FEMA TB2: Flood Damage-Resistant Materials Requirements highlights wood products “capable of withstanding direct and prolonged contact with floodwaters without sustaining significant damage,” with “prolonged contact” defined as at least 72 hours, and “significant damage” meaning any damage requiring more than cosmetic repair. For timber pile foundations, preservative treated wood is required.

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Originally published in Architectural Record

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